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Posttraumatic Stress Disorder (PTSD) is
the mental illness of the nineties. In fact, with the
number of cases of PTSD being diagnosed today, it can
almost be called a growth industry. This apparent epidemic
has been fueled by litigation in which PTSD serves a
role as evidence of emotional damages. Its popularity
springs from many reasons, not the least of which is
that the symptoms of the disorder are difficult to prove
or disprove. However, the main reason for its popularity
in civil litigation is that causation is built into
its name. No other mental disorder both establishes
damage as well as the source of that damage, i.e. an
identified trauma. There is no question that the disorder
exists, but its increasing use requires closer scrutiny
into the natural course of this condition, the reliability
of its features, and its actual cause. The trauma in
its name may not deserve the blame.
PTSD historically arose from the understanding that
individuals in wartime might suffer from extreme emotional
experiences during the horrors of battle. This was at
times called shell shock or battle fatigue. Psychiatrically,
formal labels like gross stress reaction or traumatic
neurosis were applied. By 1980, the American Psychiatric
Association's Diagnostic and Statistical Manual of Mental
Disorders III (DSM III) officially listed Posttraumatic
Stress Disorder (PTSD) as a recognizable diagnosis.
The essential feature of the disorder was the development
of characteristic symptoms following a distressing event
which was outside the range of usual human experience.
Besides wartime experiences, this could include rape
and assault, natural disasters such as floods and earthquakes,
large fires, bombings, torture, or airplane crashes.
They did not include such common experiences as simple
bereavement, chronic illness, business losses, marital
conflict, or minor accidents. The fundamental element
of the trauma was that it created a situation of intense
fear, helplessness, or horror. Typically, it was life
threatening and the individual felt trapped. The impact
was considered so severe that it caused an insult to
the psychological integrity of the individual from which
reverberated emotional after-shocks. As if it was a
broken record, the mind would play back the event over
and over, attempting to subdue its emotional impact.
This unconscious and intrusive process of recollections
would be out of the control of the individual. In addition,
the individual would form a protective psychological
shield against further trauma by becoming numb or removed
from the environment, often in a dazed or dissociated
way. Characteristically, contact with anything that
reminded the individual of the traumatic experience
would elicit an excessive emotional response.
Of course, being exposed to traumatic events is part
of living and it is difficult to measure what is outside
the range of usual human experience. Some studies report
that 75% of the population is exposed to traumatic events
that might meet the criteria for PTSD. In the last 60
years, countless numbers of Americans have participated
in military combat in three major wars and numerous
other campaigns. 75% of women report being the victim
of a crime and 25-50% of sexual assault. Childhood sexual
abuse is estimated to occur in more than 25% of young
girls and close to 20% of young boys. Domestic violence
is a growing problem in our society as is violence generally.
Regularly, we read about natural disasters throughout
our land and their devastation on individuals, families,
and communities. Yet, not everyone who is exposed even
to severe trauma develops the characteristic symptoms
of PTSD, perhaps no more than 25%. Even if PTSD symptoms
appear after a traumatic experience, this rarely results
in a major disability.
Looking back historically most holocaust survivors,
combat veterans, and prisoners of war did not become
disabled even if they could not totally erase the trauma
from their minds. Yet, in litigation today, even minor
motor vehicle accidents, insults and harassment, and
relatively insignificant confrontations and conflicts
are all claimed to be the precipitants of PTSD. The
American Psychiatric Association's Diagnostic and Statistical
Manual of Mental Disorders IV (DSM IV) has tried to
narrow and refine the definition, recognizing how its
over broad use has led to abuse. Specifically, it now
requires that the traumatic event is one in which: the
person experienced, witnessed, or was confronted with
an event or events that involved actual or threaten
death or serious injury, or a threat to the physical
integrity of self or others, and the person's response
involved intense fear, helplessness or horror.
The traumatic event must be persistently re-experienced
through recurrent or intrusive distressing recollections,
dreams, actions or feelings as if the event were recurring;
and should include intense psychological or physiological
reactions when exposed to something that symbolizes
or reminds the person of the trauma. In addition, individuals
with PTSD demonstrate a persistent avoidance of stimuli
that are associated with the trauma and a numbing of
their general responsiveness to the environment. Finally,
there must be evidence of increased arousal or hypervigilance
as an aftermath of the traumatic experience. The course
of PTSD is variable. At times the symptoms present themselves
acutely in the immediate aftermath of the traumatic
event. These are known as acute symptoms. If the duration
is longer than three months, they become chronic. In
some instances the onset is six months or more after
the traumatic event and is known as delayed onset (see
Diagnostic and Statistical Manual of Mental Disorders
IV. Washington, D.C., American Psychiatric Association
Press, 1994.)
Unfortunately, as sophisticated as these revised criterion
seem, the diagnosis is still difficult to make and is
based primarily on subjective descriptions by the individual
who is suffering. Although there are numerous psychological
tests and scales which attempt to objectify the diagnosis,
they too are based on subjective accounts. Physiological
measures have also been developed but positive results
may represent a general stress response that is not
limited to someone who has actually experienced a trauma.
Some psychologists try to erroneously conclude that
the presence of symptoms of PTSD must mean that a trauma
actually occurred. To date there is no scientifically
reliable research or other data to conclude that this
can be done. Individuals may experience intense distress
even at something that they imagined occurred or their
perception of having been traumatized, regardless of
what the actual event was. Similarly, it is almost impossible
to discern whether someone is experiencing an intrusive
recollection of a traumatic event or is just choosing
to keep a bad memory. As unusual as it may seem, people
do retain bad memories because of their anger, feeling
of victimization, or pursuit of vindication in a law
suit. In fact, litigation is sometimes the major stressor
that keeps bad memories alive and the secondary gain
expected from a damage award can maintain or even increase
symptoms over time. Understanding that PTSD victims
even after extremely traumatic experiences are usually
not disabled, it is then surprising to see the degree
of disability that is part of the litigation of PTSD
today. Coupled with these disability claims are often
colorful and dramatic descriptions of flashbacks and
functional impairments, while possible, they are usually
unverifiable.
The evaluation of PTSD requires a comprehensive analysis
which starts with a thorough understanding of the alleged
traumatic event. Accident reports, police and hospital
records must be examined carefully because they often
contain the first accounts of what occurred and what
the individual really encountered. The claim must be
assessed in relation to the specific criteria established
by DSM IV. Are the symptoms claimed in proportion to
the severity of the stressor? What corroborative data
exists besides the individuals subjective account? Even
if posttraumatic stress symptoms are possible, is an
actual disorder likely, and would disability be expected?
What alternative explanations are there for the individuals
distress? What life factors and situational conflicts
may be playing a greater role? Are there personality
characteristics or pre-existing emotional disorders
which may be more instrumental in the claimed distress?
Does the context of the claimed traumatic event demonstrate
reasons for anger, vindication, avoidance, or other
conflict resolution? Because 60-80% of individuals with
PTSD have substance abuse disorders, is this a secondary
complication or a pre-existing problem? Is the presence
of an anxiety or depressive condition also a complication
or a pre-existing problem? The evaluation of PTSD claims
should not take away from the legitimate distress of
traumatized victims, but the rampant use of this diagnosis
in litigation trivializes their plight and, therefore,
should be carefully and objectively scrutinized. (see
Simon, R. I.: Posttraumatic Stress Disorder in Litigation:
Guidelines for Forensic Assessment Washington, D.C.,
American Psychiatric Association Press, 1995)
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